Enhancing the professionalism of financial advisors in the best interests of the consumer

Event information for Toronto


 Event Detail
Organized by: Chapter     
Event Title: Annual Meeting & FPSC Ethics Course  Event Type: Seminar 
Date/Time
Start: 5/2/2019 End: 5/2/2019 Start Time: 8:00 AM End Time: 10:30AM
Description:


Our regulatory environment is changing at a fast pace and regulators are continuously working on expanding their reach of advisor examinations, join us as we discuss key compliance concepts and practical scenarios to help you evaluate if you're practice is on-side.

Topics to be covered:

·        Compliance 101 – including Licensing, Conflicts of Interest, Disclosure, Privacy, Referral Arrangements, Client Files, Holding Out, and more

 

·         Needs Based Selling

 

·         Anti-Money Laundering and Anti-Terrorist Financing

 

·         Case Studies, Sales Ideas and client-friendly Document Samples

 

*Ethics CE credit available.



ANNUAL MEETING 

This is to notify you, a voting member of Toronto Chapter of Advocis of the Annual Meeting to be held on May 2, 2019 at Richmond Hill Golf Club at 10:00 am. 

Business to be conducted at the meeting: 

Opening Remarks
State of the Union Address
Review of previous year’s activities and finances and comment on current year to-date
Presentation of Officers and Directors for coming year
Any other business as determined

The nominating committee has solicited nominations, met with nominated members, and after due process, is proud to present the following slate for the coming year to the board of directors: 

Cathy Harman, CFP, CLU, CHS – President
Professional Development Chair - position still open
Tony Kim, CFA, CPA, CGA – Treasurer
Jaclyn Nemethy, B.Sc., CHS – Membership Co-Chair and Program Co-Chair
Arthur Wang, M.Acc., CPA, CA, CHS, CLU – Program Co-Chair
Ron Fox, CFP, CIM - Advocacy Chair
Michael Camacho, MBA, CFP, CLU, Ch.F.C., CHS, FLMI – Sponsorship Chair, Institute Rep
Adrian Altamirano, CIM, CFP, FCSI – Communications Chair
Graham Bergsma – GAMA Representative
Kathryn (Kit) Bennett, LL.B., TEP – Best Practices Chair
Robbie Fleischacker, CLU – Past President
Public Awareness Chair - position still open

New nominations are not accepted from the floor of the annual meeting. Should someone wish to run for a position that has not been slated by the nominating committee, notice needs to be provided to the secretary and chair of the nominating committee no later than April 19th. You can contact the Vice-president Cathy Harman by e-mail at toronto@advocischapter.ca and the chair of the nominating committee Robbie Fleischacker by e-mail at toronto@advocischapter.ca.


Agenda

8:00AM - Registration & Continental Breakfast

8:30AM - Compliance 101 course

10:00AM - Annual Meeting

10:30 AM - Close
 
Agenda:

Agenda

8:00AM - Registration & Continental Breakfast

8:30AM - Compliance 101 course

10:00AM - Annual Meeting

10:30 AM - Close

 
CE Credits: 1.5 
Speaker
Biography:
 

 

Adrian Altamirano, CIM®, CFP®, FCSI®

Assistant Vice-President, Sales – Ontario

Based out of Toronto, Adrian has upwards of 10 years’ experience in various roles within the financial services industry; predominantly as a financial planner and sales executive. Adrian started his career as an Insurance Advisor with Sun Life Financial in late 2007; was awarded the "Quick Start Award" for exceeding sale expectations. He later spent one year at State Farm developing the go-to-marketing strategy for life insurance before transitioning to BMO Nesbitt Burns becoming one of the youngest Investment Advisors at the firm. In 2012, Adrian explored the distribution channel by managing key relationships in the brokerage community. In late 2015, Adrian accepted a position at PPI Solutions as a Director and most recently in 2018, was promoted to Assistant Vice-President, Sales at PPI. He now leads a team of business development directors and associates with one key mandate, increase the firm’s value to advisors and end-clients through consultative financial planning and business development strategies. Adrian throughout the years has achieved a number of industry designations including Chartered Investment Manager (CIM®) in 2012, Certified Financial Planner (CFP®) in 2016 and In 2017, Adrian achieved his fellowship with CSI (FCSI®) which is the highest honour and most senior credential with the Canadian Securities Institute.

Robert Aggio, CLU, CHFC

Vice-President, Sales – Ontario

Bob has over 30 years’ experience in the financial services industry beginning his career as an insurance advisor. He quickly moved into sales management and then began his corporate career when he joined Transamerica Life in 1990. Seven years later, Bob joined Canada Trust and helped build the life insurance division, CT Financial Assurance. As Vice-President, Sales he led the sales and product teams until TD bought Canada Trust in 2000. Bob then took on the role of Vice President, Wealth Protection and led the national team of Insurance Specialists within TD Waterhouse. Bob then rejoined Transamerica as Vice President, Sales, National Accounts and within five years headed up all of Independent Distribution (MGA and National Accounts) and the national Sales team. In March 2012, Bob joined PPI Solutions as Vice President, Sales, Ontario Division. Bob’s mandate is to increase the region’s overall production by providing PPI advisors with the expertise and solutions they need to build their practice.


 
Location Richmond Hill Country Club
8905 Bathurst Street
Richmond Hill, ON L4C 0H4
Contact Jannet Gibson

toronto@advocischapter.ca
Notes:  

Registration Information -
  Early Bird Fee Regular Fee Late Fee
Fee apply date ->   4/1/2019     
For Member: $ $25.00 $   
For non-member: $ $35.00 $