Enhancing the professionalism of financial advisors in the best interests of the consumer

Chapter Events

Each year, all Advocis chapters provide a program with a minimum of 5 events that includes delivery of the annual Update. In addition to developing these unique programs, the chapters have access to the programs listed below, which they may schedule throughout the course of the year.

Click here for a list of the chapter events available in your area.

Programs developed by Advocis National for chapter delivery

Program Format CE credits

Update 2014 – Financial Advisors and Planners Professional Practices Review

Seminar &
Self-study

12.0 (TBD)

Having the 'How You Pay Me' Conversation

Seminar

1.5

APA Protection Association

APA: Claims Process Presentation

Seminar

1.5

APA: The Challenge of Documenting Nothing

Seminar

1.5

APA: Navigating a Claim

Seminar

1.5

APA: Road Map to Selecting the Right E&O Protection

Seminar

1.5

APA: Introduction to E&O for Financial Advisors

Seminar

1.5

APA: Building a Protect Practice

Seminar

1.5

2013 Advocis Regulatory Affairs Symposium

Symposium 2013: Panel 1 Advisor Compensation Issues

Seminar

2**

Symposium 2013: Panel 2 Keeping Your Practice on Course

Seminar

1.25**

Symposium 2013: Panel 3 A Best Interest "Standard of Care" Is it Right for Canada?

Seminar

1.5**

Symposium 2013: Panel 4 Advisor Client Advice Model: Raising the Bar

Seminar

1.25**

** meets The Institute's standard for the Ethics credit, required annually for the CLU designation