FOR THE PUBLIC
Five question you should always ask
- How will you work with me to ensure that the advice, planning, products and services you recommend or provide are suitable for my unique needs and goals?
- Do you have designations, recognized in the financial services industry, that give evidence of your proficiency in financial advice-giving and planning?
- Are you engaged in an annual program of continuing education to ensure your skills and knowledge are current?
- Are you a member of an industry association that enforces standards of ethics, practice and codes of conduct? If so, which association?
- Suppose there is a problem, like an error or omission on your part. Am I properly protected by you having sufficient liability insurance?
To find an Advocis advisor or planner in your area, click here.
To read more about selecting and working with a financial advisor or planner, click here.