Enhancing the professionalism of financial advisors in the best interests of the consumer

Regulatory Affairs Grid

An Information Tool

The Advocis Regulatory Affairs Grid is a new information tool for members that provides a snapshot of key regulatory issues presently impacting members and Advocis’ response to these regulatory initiatives. This easy-to-follow grid includes all key advocacy issues, their impact on members, Advocis’ position, actions and current status.

  • 2012 [PDF 265KB] – Updated April 2012
  • 2011 [PDF 233KB] – Updated November 2011
  • 2010 [PDF 243KB] – Last updated November, 2010
  • 2009 [PDF 996KB]