Advocis Regulatory Affairs - 2010 Submissions

Submissions 2010

Advocis is actively working on behalf of its members and their clients within the financial services industry and at all levels of government.

This section includes Advocis' submissions to governments and regulators.

Aug. 26, 2010	Response to IIROC’s Proposed Rule on Personal Financial Dealings with Clients and Amendments to IIROC Dealer Member Rule 18.14
Jul. 6, 2010	Joint Advocis – CALU submission to the Canada Revenue Agency on the Taxation of Insurance Commissions on Personally Owned Life Insurance Policies
Jun. 28, 2010	Submission to Finance Canada regarding Status of Financial Services Under the Excise Tax Act
May 31, 2010	Letter to Saskatchewan Ministry of Finance regarding Canada’s Retirement Income System
May 31, 2010	Letter to BC Minister of Finance regarding Proposed Regulations pursuant to the Insurance Amendment Act, 2009
May 18, 2010	Submission to the Financial Services Commission of Ontario regarding FSCO Statement of Priorities
May 14, 2010	Submission to the Government of New Brunswick in response to their consultation on Retirement Income Adequacy
May 4, 2010	Submission to the Task Force on Financial Literacy in response to their consultation Leveraging Excellence: Charting a course of action to strengthen financial literacy in Canada
Apr. 30, 2010	Submission to the Federal Government in response to the Retirement Income System Federal Consultations
Apr. 30, 2010	Submission to the Government of Manitoba in response to their consultation Mechanisms for Expanding Pension Coverage and Retirement Income Adequacy in Canada
Apr. 22, 2010	Letter regarding Representation of Advisors on the MFDA Board. Sent to: Ms. Kim Lachapelle, Secretary General, Canadian Securities Administrators
Apr. 16, 2010	Submission to the government of Nova Scotia in response to their Pension Consultations.
Apr. 16, 2010	Submission to the government of British Columbia in response to their Pension Consultations.
Apr. 16, 2010	Submission to the government of Alberta in response to their Pension Consultations.
Apr. 16, 2010	Response to the Consultation on Proposed Regulations pursuant to the Insurance Amendment Act, 2009
Apr. 6, 2010	Response to the Canadian Radio-television Telecommunications Commission regarding Telecom Notice of Consultation CRTC 2010-130.
Mar. 23, 2010	Letter to the Tax Policy Branch, Finance Canada regarding Status of Financial Services Under the Excise Tax Act.
Mar. 22, 2010	Submission to the Canadian Council of Insurance Regulators and Canadian Insurance Services Regulatory Organization regarding Financial Advisors and Managing General Agencies.
Mar. 18, 2010	Advocis has provided the Canadian Securities Transition Office (CSTO) with input as they proceed in drafting legislation.
Feb. 26, 2010	Submission to the Canadian Council of Insurance Regulators regarding its Strategic Plan 2011-2013
Feb. 22, 2010	Letter regarding the Ontario-Quebec Trade and Cooperation Agreement Sent to: Álvaro del Castillo, Acting Director, Industrial and Financial Policy Branch, Ontario Ministry of Finance
Feb. 8, 2010	Submission regarding Draft Delay Acknowledgement for Life Insurance Replacement Declaration (LIRD) and Written Comparative Analysis Sent to: The Insurance Council of Manitoba
Feb. 5, 2010	Submission regarding Draft Guideline to Licensees – Sale of Segregated Funds Sent to: The Insurance Council of Manitoba
Feb. 3, 2010	2010 Pre-Budget Submission to the Legislative Assembly of Ontario Standing Committee on Finance and Economic Affairs
Jan. 21, 2010	Letter regarding Incorporation of Mutual Fund and Securities Advisors Sent to: Alberta’s Minister of Finance and Enterprise

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