Enhancing the professionalism of financial advisors in the best interests of the consumer

Event information for London

 Event Detail
Organized by: Chapter     
Event Title: September Breakfast Meeting  Event Type: Seminar 
Start: 9/19/2019 End: 9/19/2019 Start Time: 8:00am End Time: 10:00am


  • Ethics and professional responsibility are top priorities in the investment management and financial planning industry.
  • CFP® Professionals and FPSC® Level 1 Certificants are required to earn CE in the category of Professional Responsibility annually.
  • Successful completion of this course provides 1 CE credit in the Professional Responsibility category and 0.5 CE credit in the Financial Planning category.


Important changes effective January 1, 2020

  • FP Canada is making changes to its certification programs. Effective January 1, 2020, CFP professionals will be required to complete two hours of CE in the category of Professional Responsibility annually (a change from the current one-hour annual requirement); for a total of 25 CE credits required annually.
  • Also effective January 1, 2020, FPSC Level 1® certification will be replaced by QAFP™ certification and all current FPSC Level 1 Certificants will automatically become QAFP professionals. QAFP™ professionals will be required to complete 12 CE credits annually.


The learning objectives are:

  • Understand the importance of ethics in the financial services industry.
  • Increase awareness of FP Canada’s Standards of Professional Responsibility and how they help guide ethical behavior.
  • Understand how to apply the FP Canada Standards of Professional Responsibility to real life situations.
CE Credits:  
Location Sunningdale Golf Club
465 Sunningdale Rd
London, ON n6g5b9
Contact Dave Fleming

Registration Information -
  Early Bird Fee Regular Fee Late Fee
Fee apply date ->        
For Member: $20.00 $20.00 $   
For non-member: $70.00 $70.00 $