The purpose and operations of the Investment Sub-committee (“ISC”, or the “Committee”) are subject to the TFAAC Board policy Statement of Committee Governance. The ISC shall:
• Maintain confidentiality, as outlined in the TFAAC Board Confidentiality Agreement.
• Develop, implement and manage emerging and existing securities regulatory policy issues of direct relevance to TFAAC/Advocis members, with particular reference to and within the parameters of the Guiding Principles for Setting Regulatory Affairs and Policy Priorities.
• Make recommendations to the Legal/Regulatory Policy Committee (“LRP”) on such securities regulatory policy initiatives having broad implications for the membership and/or the industry.